Mark Warren

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 2 Feb 2026)
Liquidnet Europe Limited (no longer approved here)
FRN 198039
- [FCA CF] Client dealing (29 Jun 2023 to 27 Feb 2026)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (2 Jul 2018 to 26 Feb 2023)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (16 Jun 2015 to 22 Mar 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.