Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 May 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Oct 2022 to 10 Jul 2024)
    • [FCA CF] Material risk taker (4 Oct 2022 to 10 Jul 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (22 Jun 2020 to 28 Feb 2022)
    • [FCA CF] Manager of certification employee (22 Jun 2020 to 28 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 28 Feb 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (24 May 2017 to 8 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2017 to 7 Aug 2017)
    • [FCA CF] Client dealing (11 Jan 2017 to 28 Feb 2022)
    • CF30 Customer (19 Dec 2012 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF1 Director (11 May 2009 to 22 Mar 2012)
    • CF30 Customer (23 Sep 2008 to 10 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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