Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 1 May 2025)
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- [FCA CF] Client dealing (4 Oct 2022 to 10 Jul 2024)
- [FCA CF] Material risk taker (4 Oct 2022 to 10 Jul 2024)
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- [FCA CF] Client dealing (22 Jun 2020 to 28 Feb 2022)
- [FCA CF] Manager of certification employee (22 Jun 2020 to 28 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 28 Feb 2022)
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- [FCA CF] Manager of certification employee (24 May 2017 to 8 Oct 2018)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2017 to 7 Aug 2017)
- [FCA CF] Client dealing (11 Jan 2017 to 28 Feb 2022)
- CF30 Customer (19 Dec 2012 to 6 Mar 2016)
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- CF1 Director (11 May 2009 to 22 Mar 2012)
- CF30 Customer (23 Sep 2008 to 10 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.