Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Alexander Luen

  IRN MAL01145

  • CF30 Customer (15 Nov 2012 to 6 Mar 2013)
• Martin Carl Powell

  IRN MCP01023

  • CF11 Money Laundering Reporting (28 Apr 2010 to 11 Apr 2011)
  • CF10 Compliance Oversight (28 Apr 2010 to 22 Nov 2010)
• Martin David Johnston

  IRN MDJ01054

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
• Martin Francis Dachs

  IRN MFD01038

  • CF28 Systems and controls (20 Jan 2011 to 11 Apr 2011)
• Martin John Francis

  IRN MJF01110

  • CF30 Customer (7 Sep 2009 to 15 Aug 2011)
• Martin Joseph Davison

  IRN MJD01306

  • CF30 Customer (12 Nov 2015 to 5 May 2019)
• Martin Lynch

  IRN MXL01644

  • CF28 Systems and controls (1 Nov 2007 to 9 Dec 2008)
  • CF14 Risk Assessment (30 Mar 2007 to 31 Oct 2007)
• Martin Richard Green

  IRN MRG01065

  • CF30 Customer (26 Mar 2012 to 11 Nov 2015)
• Martin Turner

  IRN MBT01013

  • CF30 Customer (27 Apr 2009 to 6 May 2011)
• Martin Wentworth Eales

  IRN MWE01007

  • CF23 Corporate Finance Adviser (7 Mar 2005 to 2 Jun 2006)

No changes recorded yet.