Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Massimo Carlo Carello

  IRN MCC01130

  • CF2 Non Executive Director (26 May 2016 to 27 Feb 2017)
• Matthew Alexander Hamilton-Allen

  IRN MAH01385

  • CF30 Customer (13 Nov 2012 to 28 Oct 2014)
• Matthew Anthony Wakefield

  IRN MAW01135

  • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Dec 2004)
• Matthew Bundock

  IRN MKB01020

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
• Matthew Christopher Unsworth

  IRN MCU01002

  • CF30 Customer (30 Sep 2016 to 19 Apr 2018)
• Matthew Gerard Czepliewicz

  IRN MGC01046

  • CF30 Customer (16 Nov 2010 to 10 May 2012)
• Matthew Hasson

  IRN MXH01653

  • CF30 Customer (19 Aug 2010 to 5 Nov 2012)
• Matthew James Christensen

  IRN MJC01382

  • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 30 Nov 2004)
• Matthew James Watson

  IRN MJW01473

  • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
  • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Mar 2007 to 25 Jun 2007)
• Matthew John Downing

  IRN MJD01361

  • CF30 Customer (25 Jul 2008 to 16 Sep 2014)

No changes recorded yet.