Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew John Meehan

  IRN MXM00462

  • [FCA CF] Client dealing (since 25 Aug 2021)
• Matthew Kinkead

  IRN MPK01020

  • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2003)
• Matthew Paul Ivan Tiner

  IRN MPT01078

  • CF30 Customer (16 Sep 2008 to 9 Dec 2008)
• Matthew Ross Goode

  IRN MRG01111

  • CF30 Customer (24 Sep 2010 to 30 Apr 2012)
• Matthew Thomas Haldane

  IRN MTH01039

  • CF30 Customer (26 Mar 2012 to 23 Jul 2012)
• Matthew Walker

  IRN MXW01932

  • CF30 Customer (2 Jun 2014 to 12 Oct 2017)
• Matthew West

  IRN MXW02046

  • CF30 Customer (18 Jun 2015 to 21 Jun 2019)
• Matthew William Ellis

  IRN MWE01021

  • CF30 Customer (12 May 2008 to 10 Jul 2013)
• Mavis Cynthia Taylor

  IRN MCT01034

  • CF27 Investment Management (10 Dec 2001 to 21 Mar 2003)
  • CF21 Investment Adviser (10 Dec 2001 to 21 Mar 2003)
• Max Crispin De Caris Harris

  IRN MCC01048

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)

No changes recorded yet.