Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Yellowstone Advisory Limited
FRN 807276
- [FCA CF] Client dealing (since 16 Feb 2026)
-
- [FCA CF] Client dealing (1 Jan 2020 to 24 Nov 2025)
- [FCA CF] Significant management (1 Jan 2020 to 24 Nov 2025)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
-
- CF30 Customer (10 May 2010 to 31 Jul 2014)
-
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.