Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • SMF3 Executive Director (28 Sep 2020 to 20 Nov 2020)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF3 Executive Director (28 Sep 2020 to 20 Nov 2020)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF3 Executive Director (28 Sep 2020 to 20 Nov 2020)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF3 Executive Director (28 Sep 2020 to 20 Nov 2020)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF28 Systems and controls (1 Nov 2007 to 9 Dec 2008)
    • CF14 Risk Assessment (30 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.