Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • CF30 Customer (19 May 2014 to 8 Dec 2019)
  • Allenby Capital Limited (no longer approved here)

    FRN 489795

    • CF30 Customer (20 Dec 2011 to 7 May 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 18 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.