Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Ernest Lawrence Stokes

  IRN MES01036

  • CF30 Customer (26 Oct 2012 to 24 Sep 2013)
• Mark Finlay Brown

  IRN MFB01030

  • CF1 Director (28 Nov 2008 to 4 Sep 2012)
  • CF30 Customer (28 Nov 2008 to 2 May 2013)
  • CF3 Chief Executive (28 Nov 2008 to 4 Sep 2012)
  • CF29 Significant management (28 Nov 2008 to 4 Sep 2012)
• Mark Iannotti

  IRN MXI01032

  • CF30 Customer (29 Sep 2015 to 12 Mar 2018)
• Mark John Despres

  IRN MJD01297

  • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
  • CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
  • CF27 Investment Management (29 Sep 2004 to 31 Oct 2007)
• Mark John Haynes

  IRN MJH01287

  • CF30 Customer (26 Mar 2012 to 16 Feb 2015)
• Mark John Photiades

  IRN MJP01254

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (28 Jul 2014 to 28 Jul 2015)
• Mark Jonathan Davis

  IRN MJD01192

  • CF30 Customer (17 May 2011 to 19 Oct 2011)
• Mark Justin Monfort

  IRN MJM01559

  • CF30 Customer (16 Jan 2017 to 19 Apr 2018)
• Mark Kyffin Palmer

  IRN MKP01028

  • CF30 Customer (28 May 2014 to 18 Feb 2015)
• Mark Leith Glowrey

  IRN MLG01023

  • CF30 Customer (7 Jun 2012 to 29 Apr 2016)

No changes recorded yet.