Mark Finlay Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PCF Bank Limited (no longer approved here)

    FRN 747017

    • SMF12 Chair of the Remuneration Committee (21 Mar 2023 to 2 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Oct 2023)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (28 Nov 2008 to 2 May 2013)
    • CF3 Chief Executive (28 Nov 2008 to 4 Sep 2012)
    • CF1 Director (28 Nov 2008 to 4 Sep 2012)
    • CF29 Significant management (28 Nov 2008 to 4 Sep 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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