Mark John Photiades

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (28 Jul 2014 to 28 Jul 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2020)
- CF30 Customer (6 Jan 2017 to 8 Dec 2019)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Apr 2009 to 18 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.