Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allia C&C Ltd

    FRN 765603

    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • CF30 Customer (18 Aug 2016 to 6 Aug 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (7 Jun 2012 to 29 Apr 2016)
  • Stockcube Research Limited (no longer approved here)

    FRN 142235

    • CF30 Customer (1 Nov 2007 to 25 May 2012)
    • CF11 Money Laundering Reporting (29 Mar 2006 to 9 May 2012)
    • CF1 Director (1 Jun 2005 to 9 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.