Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allia C&C Ltd
FRN 765603
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (18 Aug 2016 to 6 Aug 2018)
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- CF30 Customer (7 Jun 2012 to 29 Apr 2016)
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- CF30 Customer (1 Nov 2007 to 25 May 2012)
- CF11 Money Laundering Reporting (29 Mar 2006 to 9 May 2012)
- CF1 Director (1 Jun 2005 to 9 May 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.