Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Legge

  IRN JXS01431

  • CF30 Customer (5 Jan 2011 to 26 Aug 2016)
• Justin Charles Smellie

  IRN JCS01092

  • CF30 Customer (4 Feb 2011 to 4 Nov 2011)
• Justin Graham Bates

  IRN JGB01075

  • [FCA CF] Client dealing (9 Dec 2020 to 15 Aug 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Aug 2025)
  • [FCA CF] Material risk taker (9 Dec 2020 to 15 Aug 2025)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Justin Kieran Townsend

  IRN JKT01010

  • CF26 Customer Trading (1 Dec 2001 to 6 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 6 May 2005)
• Justin Roy Denning Drake

  IRN JRD01123

  • CF30 Customer (17 Feb 2014 to 2 Dec 2014)
• Kai Folker Korschelt

  IRN KFK01000

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
• Kalyan Kamma Chakravarthi Rao

  IRN KKR01006

  • CF30 Customer (5 Sep 2016 to 2 May 2017)
• Karl Burns

  IRN KXB01594

  • [FCA CF] Client dealing (25 Jul 2022 to 3 Dec 2025)
• Katarzyna Anna Maciol

  IRN KAM01178

  • CF30 Customer (17 Apr 2014 to 11 Sep 2015)
• Katherine Louise Hobbs

  IRN KLH01058

  • [FCA CF] Client dealing (since 18 Aug 2022)

No changes recorded yet.