Justin Graham Bates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • [FCA CF] Client dealing (9 Dec 2020 to 15 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Aug 2025)
    • [FCA CF] Material risk taker (9 Dec 2020 to 15 Aug 2025)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (20 May 2014 to 30 Jul 2018)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF1 Director (1 Dec 2001 to 1 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.