Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 10 Sep 2025)
    • [FCA CF] Client dealing (since 20 May 2025)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (5 Feb 2021 to 19 May 2025)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF26 Customer Trading (16 May 2005 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF26 Customer Trading (1 Dec 2001 to 6 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.