Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katherine Susan Burgdorf

  IRN KSB01038

  • CF22 Investment Adviser (Trainee) (26 Feb 2007 to 12 Apr 2007)
• Kayleigh Rose O'Shea

  IRN KXO00049

  • [FCA CF] Significant management (since 9 Dec 2020)
• Keith Hamill

  IRN KXH01243

  • CF2 Non Executive Director (1 Dec 2001 to 8 Feb 2005)
• Keith MacQuarie

  IRN KXM01165

  • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kelly Victoria Barber

  IRN KVB01009

  • CF21 Investment Adviser (26 Jan 2004 to 28 Jan 2005)
• Kenneth Alexander Dalziel

  IRN KAD01024

  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
• Kenneth Alfred Rhea

  IRN KAR01057

  • CF30 Customer (26 Mar 2012 to 3 Oct 2016)
• Kenyon Rey Mussell

  IRN KRM01030

  • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
  • CF21 Investment Adviser (10 Feb 2003 to 31 Oct 2007)
  • CF27 Investment Management (10 Feb 2003 to 31 Oct 2007)
• Kevin John Ashton

  IRN KJA01016

  • CF30 Customer (3 Mar 2014 to 17 Jul 2014)
• Kevin Michael King Bottomley

  IRN KMB01115

  • [FCA CF] Client dealing (since 18 Aug 2022)

No changes recorded yet.