Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kim Shepherd

  IRN KXS01245

  • CF30 Customer (22 Dec 2012 to 8 Dec 2019)
• Kripa Radhakrishnan

  IRN KXR01090

  • CF29 Significant management (1 Nov 2007 to 25 Nov 2008)
  • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
  • CF1 Director (25 Oct 2004 to 25 Nov 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Krishna Mahendra Patel

  IRN KMP01064

  • CF30 Customer (28 Apr 2014 to 30 Dec 2015)
• Kunal Dipinkumar Kadiwar

  IRN KXK01233

  • [FCA CF] Client dealing (since 18 Aug 2022)
• Lara Alexia Bowler

  IRN LAD01075

  • CF30 Customer (6 Apr 2013 to 1 Apr 2016)
• Laura Harrison

  IRN LJL01044

  • CF21 Investment Adviser (27 Mar 2006 to 7 Jul 2006)
  • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 27 Mar 2006)
• Laura Jane White

  IRN LJW01105

  • CF30 Customer (1 Oct 2014 to 16 Sep 2015)
• Laurence Edward Tredget

  IRN LET01014

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (12 Jul 2005 to 31 Oct 2007)
• Lawrence Watson Guthrie

  IRN LWG01005

  • CF30 Customer (5 Feb 2013 to 26 Aug 2015)
• Lee Bailey

  IRN LXB01262

  • CF30 Customer (20 Oct 2008 to 21 Sep 2010)

No changes recorded yet.