Kim Shepherd

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (22 Dec 2012 to 8 Dec 2019)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (147)CF30 Customer (1 Nov 2007 to 21 Aug 2012)
    • (148)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (9 Mar 2005 to 6 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (147)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (148)CF21 Investment Adviser at STIFEL EUROPE LIMITED