Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 1 Jul 2024)
    • SMF1 Chief Executive (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (29 Oct 2012 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (27 Mar 2006 to 7 Jul 2006)
    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 27 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.