Julie Legge

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (5 Jan 2011 to 26 Aug 2016)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (6 Jan 2005 to 29 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.