Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Andrew Surridge

  IRN JAS01182

  • CF26 Customer Trading (1 Dec 2001 to 20 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)
• John Anthony Cotter

  IRN JAC01236

  • CF10a CASS Oversight function (1 Oct 2011 to 30 Mar 2012)
  • CF1 Director (9 Jul 2009 to 22 Mar 2012)
  • CF28 Systems and controls (9 Jul 2009 to 11 Apr 2011)
• John Arthur Davey

  IRN JAD01178

  • CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
  • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
  • CF1 Director (6 Jun 2006 to 1 Jan 2008)
  • CF21 Investment Adviser (13 Feb 2002 to 31 Oct 2007)
  • CF27 Investment Management (13 Feb 2002 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (13 Feb 2002 to 31 Oct 2007)
• John Cary Eggleston Jr.

  IRN JCE01060

  • [FCA CF] Client dealing (9 Jul 2024 to 30 Sep 2024)
• John Christian Redman

  IRN JCR01055

  • CF30 Customer (9 Feb 2010 to 5 Oct 2012)
• John Crawford Leathes Prior

  IRN JCP01076

  • CF30 Customer (9 Aug 2010 to 6 Nov 2012)
• John Cresswell Haynes

  IRN JXH14572

  • CF30 Customer (8 May 2019 to 6 Jul 2019)
• John David Syropoulo

  IRN JDS01092

  • CF30 Customer (16 Apr 2013 to 15 Mar 2017)
• John Edward Bacon

  IRN JEB01092

  • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
  • CF26 Customer Trading (1 Dec 2001 to 3 Sep 2004)
• John Francis McGloin

  IRN JFM01060

  • CF30 Customer (3 Aug 2010 to 30 Mar 2012)

No changes recorded yet.