Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 29 Oct 2025)
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- [FCA CF] Client dealing (9 Jul 2024 to 30 Sep 2024)
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- [FCA CF] Material risk taker (16 May 2022 to 9 Oct 2023)
- [FCA CF] Client dealing (16 May 2022 to 9 Oct 2023)
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- SMF27 Partner (9 Dec 2019 to 10 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2022)
- CF4 Partner (19 Nov 2018 to 8 Dec 2019)
- CF30 Customer (6 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (26 Oct 2015 to 19 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.