Balanz Capital UK LLP

• Principal Place of Business

  One Leadenhall Street

  TWP

  23rd Floor

  London

  London

  EC3V 1AB

  UNITED KINGDOM

  Phone

  +442038215640

  Web

  https://balanz.uk

• Complaints Contact

  One Leadenhall Street

  TWP

  23rd Floor

  London

  EC3V 1AB

  UNITED KINGDOM

  Phone

  +442038215640

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . BALANZ CAPITAL GROUP S.A.

  IRN XXB01193

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
• . BALANZ CAPITAL INTERNATIONAL INC

  IRN XXB01194

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
• Agustin Soula

  IRN AXS18348

  • [FCA CF] Client dealing (since 22 Mar 2021)
  • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
• Claudio Federico Porcel

  IRN CFP01037

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
• Gaspar Fermin Vinent

  IRN GXV00066

  • [FCA CF] Client dealing (since 5 Sep 2023)
• Jacqueline Rivadeneira

  IRN JXR01246

  • [FCA CF] Material risk taker (since 17 Mar 2021)
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Manager of certification employee (since 17 Mar 2021)
  • [FCA CF] Significant management (since 17 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
  • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Nov 2018 to 8 Dec 2019)
• John Cary Eggleston Jr.

  IRN JCE01060

  • [FCA CF] Client dealing (16 May 2022 to 9 Oct 2023)
  • [FCA CF] Material risk taker (16 May 2022 to 9 Oct 2023)
• John William Montgomery

  IRN JWM01144

  • [FCA CF] Client dealing (20 May 2024 to 22 Apr 2026)
  • [FCA CF] Proprietary trader (20 May 2024 to 22 Apr 2026)
• Jorge Martin Saud

  IRN JXS00692

  • SMF27 Partner (since 26 Feb 2024)
  • [FCA CF] Client dealing (since 19 May 2021)
  • [FCA CF] Material risk taker (since 19 May 2021)
• Juan Barros Moss

  IRN JXB04067

  • [FCA CF] Material risk taker (since 23 Jun 2025)
  • [FCA CF] Client dealing (since 23 Jun 2025)

No changes recorded yet.