Jacqueline Rivadeneira

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balanz Capital UK LLP

    FRN 816802

    • [FCA CF] Manager of certification employee (since 17 Mar 2021)
    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • [FCA CF] Significant management (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
  • BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)

    FRN 580379

    • CF11 Money Laundering Reporting (5 Jun 2013 to 8 Aug 2018)
    • CF3 Chief Executive (5 Jun 2013 to 8 Aug 2018)
    • CF10 Compliance Oversight (5 Jun 2013 to 1 Jun 2018)
    • CF1 Director (5 Jun 2013 to 8 Aug 2018)
    • CF30 Customer (28 Jan 2013 to 4 Jun 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.