John Anthony Cotter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • CF2 Non Executive Director (24 Jul 2017 to 18 Apr 2018)
    • CF1 Director (21 Apr 2015 to 24 Jul 2017)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF2 Non Executive Director (24 Jul 2017 to 18 Apr 2018)
    • CF1 Director (21 Apr 2015 to 24 Jul 2017)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • CF2 Non Executive Director (24 Jul 2017 to 18 Apr 2018)
    • CF1 Director (21 Apr 2015 to 24 Jul 2017)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • CF2 Non Executive Director (24 Jul 2017 to 18 Apr 2018)
    • CF1 Director (21 Apr 2015 to 24 Jul 2017)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF10a CASS Oversight function (1 Oct 2011 to 30 Mar 2012)
    • CF28 Systems and controls (9 Jul 2009 to 11 Apr 2011)
    • CF1 Director (9 Jul 2009 to 22 Mar 2012)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF14 Risk Assessment (20 Aug 2003 to 13 Jul 2007)
    • CF13 Finance (31 Jul 2002 to 9 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.