Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greenwood Capital Partners Limited
FRN 1013532
- [FCA CF] Client dealing (since 23 Apr 2025)
- SMF16 Compliance Oversight (since 22 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2025)
- SMF1 Chief Executive (since 22 Apr 2025)
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- CF30 Customer (17 Jun 2024 to 22 Apr 2025)
- CF1 Director (AR) (17 Jun 2024 to 22 Apr 2025)
- [FCA CF] Client dealing (5 Apr 2024 to 17 Jun 2024)
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- (4)Employed By (17 Jun 2024 to 22 Apr 2025)
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- [FCA CF] Client dealing (5 Aug 2020 to 14 Mar 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
- CF30 Customer (1 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (9 Aug 2010 to 6 Nov 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.