Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • [FCA CF] Client dealing (6 Apr 2021 to 1 Jun 2021)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
    • CF26 Customer Trading (1 Dec 2001 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.