Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Michael Havelock Andrews

  IRN JMA01086

  • CF26 Customer Trading (1 Jul 2002 to 17 Sep 2002)
  • CF21 Investment Adviser (1 Jul 2002 to 17 Sep 2002)
• James Patterson Moyes

  IRN JPM01141

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
• James Richard Knight

  IRN JRK01033

  • CF30 Customer (1 Nov 2007 to 10 Jun 2010)
  • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
• James Tom Farr

  IRN JXF00532

  • [FCA CF] Client dealing (since 21 Jul 2023)
• James Wardle

  IRN JXW08716

  • CF30 Customer (7 Dec 2018 to 5 Jun 2019)
• James William Robert Ash

  IRN JWA01057

  • CF30 Customer (23 Dec 2014 to 8 Jul 2016)
• Jamie John Adams

  IRN JJA01011

  • CF30 Customer (13 Nov 2012 to 8 Feb 2013)
• Jamie Maddock

  IRN JSM01214

  • CF30 Customer (25 Sep 2008 to 7 Sep 2010)
• Jamie Supple

  IRN JXS02434

  • CF30 Customer (12 Nov 2012 to 22 Jun 2015)
• Jan-Peter Idel

  IRN JXI01075

  • CF30 Customer (13 Nov 2012 to 9 Apr 2015)

No changes recorded yet.