Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiske Plc (no longer approved here)

    FRN 124279

    • CF30 Customer (5 Mar 2012 to 22 Jul 2014)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (1 Nov 2007 to 22 Sep 2011)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
    • CF26 Customer Trading (13 Aug 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.