James Michael Havelock Andrews

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (15 Jul 2015 to 8 Dec 2019)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2006)
  • Havelock Hunter Stockbrokers Ltd (no longer approved here)

    FRN 400130

    • (2)Employed By (19 Apr 2004 to 31 Oct 2006)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (2 Oct 2002 to 6 Apr 2004)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Jul 2002 to 17 Sep 2002)
    • CF26 Customer Trading (1 Jul 2002 to 17 Sep 2002)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.