Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janaka Ishan Ariyasena

  IRN JIA01016

  • CF30 Customer (21 Apr 2011 to 7 Mar 2014)
• Jason Anthony Glinnan

  IRN JAG01105

  • CF26 Customer Trading (1 Dec 2001 to 7 Mar 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2003)
• Jason Antony Burches

  IRN JXB01240

  • [FCA CF] Client dealing (since 2 Dec 2022)
• Jason Cade

  IRN JXC01420

  • CF21 Investment Adviser (9 Jul 2004 to 19 May 2006)
• Jason Sebastian Wunscher

  IRN JXW02233

  • CF30 Customer (17 Apr 2014 to 8 Dec 2015)
• Jasper Berry

  IRN JLB01060

  • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
  • CF27 Investment Management (8 Jun 2002 to 23 Mar 2006)
  • CF21 Investment Adviser (5 Jun 2002 to 31 Oct 2007)
• Jay Purohit

  IRN JXP00329

  • [FCA CF] Client dealing (9 Dec 2020 to 30 Nov 2022)
• Jeeshan Mohamad

  IRN JXM00599

  • [FCA CF] Client dealing (2 Mar 2021 to 2 Jul 2021)
• Jefferey Chislett

  IRN JXC01409

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Jennifer Ann Barb

  IRN JAB01389

  • CF21 Investment Adviser (25 May 2005 to 20 Mar 2006)

No changes recorded yet.