Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Sep 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (27 Apr 2022 to 9 Sep 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2022)
    • CF30 Customer (29 Sep 2011 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
    • CF27 Investment Management (8 Jun 2002 to 23 Mar 2006)
    • CF21 Investment Adviser (5 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.