Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Client dealing (since 9 Sep 2023)
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- [FCA CF] Client dealing (27 Apr 2022 to 9 Sep 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2022)
- CF30 Customer (29 Sep 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2011)
- CF27 Investment Management (8 Jun 2002 to 23 Mar 2006)
- CF21 Investment Adviser (5 Jun 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.