Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Client dealing (since 12 May 2023)
    • [FCA CF] Manager of certification employee (since 12 May 2023)
    • [FCA CF] Proprietary trader (since 12 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2022)
    • [FCA CF] Material risk taker (since 15 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 2 Jun 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (9 Jul 2004 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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