Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ING Bank N.V.
FRN 124940
- [FCA CF] Client dealing (since 12 May 2023)
- [FCA CF] Manager of certification employee (since 12 May 2023)
- [FCA CF] Proprietary trader (since 12 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2022)
- [FCA CF] Material risk taker (since 15 Oct 2020)
- CF30 Customer (1 Nov 2007 to 2 Jun 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
-
- CF21 Investment Adviser (9 Jul 2004 to 19 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.