Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy Barker

  IRN JNB01051

  • CF27 Investment Management (10 Dec 2001 to 13 Sep 2005)
  • CF21 Investment Adviser (10 Dec 2001 to 13 Sep 2005)
• Jeremy Benamosi

  IRN JXB02966

  • CF30 Customer (27 Jun 2014 to 28 Jan 2015)
• Jeremy David Chantry

  IRN JDC01124

  • CF21 Investment Adviser (18 Feb 2004 to 4 Aug 2005)
• Jeremy Gardiner

  IRN JPG01058

  • CF30 Customer (3 Apr 2008 to 18 Aug 2010)
• Jeremy John Moczarski

  IRN JJM01110

  • CF1 Director (21 Jan 2009 to 21 Mar 2012)
  • CF28 Systems and controls (21 Jan 2009 to 11 Apr 2011)
• Jeremy Oliver Anthony Dibb

  IRN JOD00007

  • CF30 Customer (26 Mar 2012 to 1 Jul 2013)
• Jeremy Peter Grime

  IRN JPG01073

  • [FCA CF] Client dealing (9 Dec 2020 to 13 Aug 2021)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Jerome Rosset

  IRN JXR02412

  • [FCA CF] Client dealing (9 Dec 2020 to 24 Jul 2024)
  • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
• Jessica Kate Hostage

  IRN JKH01060

  • CF30 Customer (15 Nov 2010 to 18 Aug 2014)
• Jillian Heather Ferguson

  IRN JHF01043

  • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
  • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)

No changes recorded yet.