Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Dec 2022 to 11 May 2023)
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- [FCA CF] Client dealing (2 Jun 2016 to 6 Dec 2021)
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- CF30 Customer (10 Oct 2012 to 15 Mar 2013)
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- CF30 Customer (3 Apr 2008 to 18 Aug 2010)
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- CF21 Investment Adviser (13 Aug 2003 to 29 Jul 2005)
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- CF21 Investment Adviser (16 Jan 2002 to 14 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.