Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanna Bell

  IRN JXB01530

  • CF21 Investment Adviser (26 Jan 2004 to 1 Sep 2004)
• Joanna Chen

  IRN JXC00421

  • [FCA CF] Client dealing (since 24 Jan 2023)
• Joanna Tamar Parsons

  IRN JTP01010

  • CF30 Customer (3 Jul 2018 to 14 Nov 2019)
• Joanne Mary Bremner Dempsey

  IRN JMN01064

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Joao Nuno Ferreira Antunes

  IRN JXF00361

  • [FCA CF] Client dealing (since 8 Dec 2024)
• Joel Benjamin Bayley

  IRN JXB12473

  • [FCA CF] Client dealing (9 Dec 2020 to 16 Sep 2025)
  • CF30 Customer (12 Mar 2019 to 8 Dec 2019)
• Joel Darren Plasco

  IRN JDP01058

  • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
  • CF29 Significant management (1 Nov 2007 to 21 Oct 2008)
  • CF8 Apportionment and Oversight (16 May 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (16 May 2006 to 31 Oct 2007)
  • CF1 Director (16 May 2006 to 21 Oct 2008)
  • CF3 Chief Executive (16 May 2006 to 21 Oct 2008)
• Joep Van de Vorstenbosch

  IRN JXV01138

  • CF30 Customer (3 Nov 2014 to 6 Sep 2016)
• John Abularrage

  IRN JXA01417

  • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
  • CF1 Director (14 May 2007 to 18 Mar 2011)
  • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
• John Alexander Orr

  IRN JXO00271

  • [FCA CF] Client dealing (13 Feb 2024 to 18 Jul 2024)

No changes recorded yet.