Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2006 to 31 Jul 2006)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
    • CF1 Director (14 May 2007 to 18 Mar 2011)
    • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.