Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
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- SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
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- SMF7 Group Entity Senior Manager (23 Mar 2020 to 20 Nov 2020)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2006 to 31 Jul 2006)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2011)
- CF1 Director (14 May 2007 to 18 Mar 2011)
- CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.