Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2020 to 13 Aug 2021)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
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- Director of firm who is not a certification employee or a SMF manager (30 Sep 2020 to 7 Sep 2021)
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- CF30 Customer (11 Jul 2016 to 15 Jan 2019)
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- CF30 Customer (20 Sep 2012 to 1 Jul 2016)
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- CF30 Customer (7 Feb 2011 to 14 May 2012)
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- CF30 Customer (7 Feb 2011 to 14 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.