Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Time Partners Limited (no longer approved here)

    FRN 748075

    • [FCA CF] Client dealing (1 Jan 2023 to 19 Feb 2026)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (17 Jul 2013 to 3 Jul 2020)
    • CF30 Customer (17 Jul 2013 to 3 Jul 2020)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (13 Nov 2012 to 8 Feb 2013)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.