Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Erik Robert Finnur Anderson

  IRN ERA01005

  • CF30 Customer (18 Mar 2011 to 1 Feb 2013)
• Faye Marie Maughan

  IRN FMM01061

  • CF30 Customer (17 Apr 2014 to 18 Dec 2015)
• Federico Marescotti

  IRN FXM01154

  • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2005)
• Filip David Bavenholm

  IRN FDB01024

  • CF30 Customer (26 Mar 2012 to 29 May 2014)
• Finlay Simon Thomson

  IRN FST01006

  • CF30 Customer (26 Mar 2012 to 23 Jul 2012)
• Fraser Charles Marshall

  IRN FCM01012

  • CF1 Director (26 Feb 2008 to 11 May 2009)
  • CF30 Customer (31 Jan 2008 to 30 Sep 2009)
• Frederick Theodore Alfred Solway

  IRN FTS01008

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
• Frédéric Louis Marie André Depaz

  IRN FLD00001

  • CF21 Investment Adviser (25 Jul 2003 to 30 Jun 2007)
• Gareth Huw Hunt

  IRN GHH01022

  • CF30 Customer (23 Feb 2012 to 13 Feb 2014)
  • CF21 Investment Adviser (29 Apr 2003 to 30 Jan 2007)
• Gareth Martyn Blundell

  IRN GMB01069

  • CF21 Investment Adviser (8 Sep 2003 to 9 Jul 2004)

No changes recorded yet.