Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (26 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (23 Feb 2012 to 13 Feb 2014)
- CF21 Investment Adviser (29 Apr 2003 to 30 Jan 2007)
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- CF30 Customer (1 Nov 2010 to 24 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2010)
- CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.