Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (26 Sep 2014 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (23 Feb 2012 to 13 Feb 2014)
    • CF21 Investment Adviser (29 Apr 2003 to 30 Jan 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2010 to 24 Feb 2012)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (1 Nov 2007 to 27 Oct 2010)
    • CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.