Finlay Simon Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)
FRN 516932
- CF30 Customer (18 May 2019 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 23 Jul 2012)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Apr 2009 to 5 May 2009)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (1 Nov 2007 to 19 Nov 2008)
- CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
Natixis (no longer approved here)
FRN 206092
- CF21 Investment Adviser (4 Apr 2007 to 31 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.