Fraser Charles Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited

    FRN 224621

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (17 Nov 2020 to 14 Oct 2024)
    • [FCA CF] Material risk taker (17 Nov 2020 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 14 Oct 2024)
    • [FCA CF] Significant management (17 Nov 2020 to 14 Oct 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (4 May 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (4 May 2010 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF1 Director (26 Feb 2008 to 11 May 2009)
    • CF30 Customer (31 Jan 2008 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.