Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Morris

  IRN GXM01857

  • CF30 Customer (14 Feb 2012 to 16 Dec 2015)
• Gareth Richard Evans

  IRN GRE01019

  • CF30 Customer (26 Mar 2012 to 11 Sep 2012)
• Gareth Thomas

  IRN GXT01112

  • CF30 Customer (14 Dec 2007 to 14 Nov 2008)
• Gareth Williams

  IRN GXW01401

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (3 Feb 2014 to 8 Dec 2019)
• Gary John McCarthy

  IRN GJM01096

  • CF1 Director (11 May 2009 to 14 Oct 2011)
  • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
  • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
• Gary Mark Hayes

  IRN GMH01093

  • CF21 Investment Adviser (26 Jun 2006 to 2 Apr 2007)
  • CF1 Director (13 Jun 2006 to 2 Apr 2007)
• Gaurav Patel

  IRN GSP01060

  • CF30 Customer (29 Sep 2014 to 7 Dec 2015)
• Gavin John Tooke

  IRN GJT01023

  • CF30 Customer (1 Sep 2008 to 24 Jun 2019)
• Gavin Murray Cutler

  IRN GMC01071

  • CF30 Customer (26 Mar 2012 to 3 Jan 2013)
• Gbolahan Olamide Olusola Ladipo

  IRN GXL01337

  • CF30 Customer (12 Nov 2012 to 16 Dec 2013)

No changes recorded yet.