Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Ellis Ruby

  IRN GER01018

  • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
  • CF21 Investment Adviser (23 Dec 2002 to 31 Oct 2007)
• George Fleet

  IRN GXF01084

  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
• George Grainger

  IRN GXG00269

  • [FCA CF] Client dealing (since 26 Sep 2023)
• George Joseph Moffet

  IRN GJM01139

  • CF30 Customer (22 Sep 2009 to 30 Jun 2010)
• George Robert Mills

  IRN RGM01123

  • CF30 Customer (23 Jan 2013 to 20 Jun 2014)
• Georgina Louise McCooke

  IRN GXM00251

  • [FCA CF] Client dealing (9 Dec 2020 to 14 Oct 2022)
• Georgina Sarah Johanan

  IRN GSJ01034

  • CF30 Customer (17 Jun 2008 to 18 Sep 2010)
• Gerald Wylie Gray

  IRN GXG01131

  • CF30 Customer (15 Jun 2011 to 28 Oct 2013)
  • CF21 Investment Adviser (5 Apr 2004 to 30 Jul 2007)
• Gerhard Börries Karl Roggemann

  IRN GBR01022

  • CF30 Customer (4 Dec 2012 to 26 Aug 2015)
• Gerrit Jan Zonneveld

  IRN GJZ01001

  • [FCA CF] Client dealing (9 Dec 2020 to 3 Sep 2021)
  • CF30 Customer (9 Jun 2016 to 8 Dec 2019)

No changes recorded yet.