Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gianluca Carlo Manfred Guicciardi

  IRN GCG01033

  • CF30 Customer (3 Jul 2008 to 14 Nov 2008)
• Giles Edwin Thomas Muscott Fitzpatrick

  IRN GEF01004

  • CF1 Director (21 Mar 2012 to 29 Jun 2012)
  • CF30 Customer (21 Mar 2012 to 13 Nov 2013)
• Giles Edwin Vardey

  IRN GEV01003

  • CF2 Non Executive Director (1 Sep 2010 to 22 Mar 2012)
• Giles Simon Flower

  IRN GSF00016

  • CF30 Customer (1 Nov 2007 to 12 Aug 2011)
  • CF21 Investment Adviser (8 Feb 2002 to 31 Oct 2007)
• Giovanni Uberto Amati

  IRN GUA01001

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2007)
• Glen Stephen Mill

  IRN GSM01104

  • CF30 Customer (1 Nov 2007 to 12 Aug 2011)
  • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
• Glenn Charles Woollard

  IRN GCW01024

  • CF30 Customer (1 Nov 2007 to 17 Jul 2012)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Gordon Andrew Hamilton

  IRN GXH00298

  • [FCA CF] Client dealing (5 May 2022 to 23 Nov 2023)
• Gordon Joseph Neilly

  IRN GJN01013

  • CF30 Customer (26 Mar 2012 to 24 Jul 2012)
• Gordon Michael Gray

  IRN GMG01030

  • CF30 Customer (18 Oct 2008 to 5 Jul 2013)

No changes recorded yet.