Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 3 Mar 2025)
-
- SMF3 Executive Director (18 Nov 2024 to 28 Nov 2024)
-
- SMF3 Executive Director (20 Mar 2024 to 28 Feb 2025)
- [FCA CF] Significant management (9 Dec 2019 to 21 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Mar 2024)
- CF30 Customer (15 Aug 2018 to 8 Dec 2019)
-
- CF1 Director (21 Mar 2012 to 29 Jun 2012)
- CF30 Customer (21 Mar 2012 to 13 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.