Gordon Michael Gray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (24 Jul 2017 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (19 Sep 2016 to 31 Aug 2022)
    • CF30 Customer (11 Oct 2013 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (18 Oct 2008 to 5 Jul 2013)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 10 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.