Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Williamson

  IRN EAW01053

  • CF30 Customer (26 Mar 2012 to 23 Jul 2012)
• Ellen Francis

  IRN EXF01109

  • CF23 Corporate Finance Adviser (20 Dec 2006 to 14 Sep 2007)
• Emiliano Scrivo

  IRN EXS01438

  • CF30 Customer (13 Jan 2016 to 2 Jun 2018)
• Emily Frances Ashwell

  IRN EFA00002

  • CF30 Customer (13 Nov 2012 to 5 Aug 2013)
• Emma Jane Ayton

  IRN EJA01014

  • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Emma Louise Gabriel

  IRN ELG01029

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (7 Jun 2012 to 8 Dec 2019)
• Emma Williams

  IRN EXW00084

  • [FCA CF] Client dealing (27 Oct 2025 to 14 Feb 2026)
• Emmanuel Douglas Papadakis

  IRN EDP01013

  • CF30 Customer (15 Sep 2008 to 15 May 2012)
• Eric John Rovick

  IRN EJR01025

  • CF1 Director (20 May 2009 to 13 Dec 2010)
  • CF30 Customer (20 May 2009 to 30 Mar 2012)
• Eric Lanteigne

  IRN EXL01116

  • CF30 Customer (1 Nov 2007 to 14 Jul 2009)
  • CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)

No changes recorded yet.