Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 3 Dec 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (15 Sep 2008 to 15 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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